WebCME Group, Inc. (CME) has adopted similar requirements for its FCM clearing members. As previously communicated to FCMs in Notice I-13-05 dated January 30, 2013, NFA and CME are implementing Financial Requirements Section 4 in phases. Phase 1, which became effective February 15, 2013, requires all banks and trust companies holding … WebThe Commodity Exchange Act (CEA) requires certain firms and individuals that conduct business in the derivatives industry to register with the CFTC. CFTC regulations also require, with few exceptions, CFTC registered firms to be NFA Members. The CFTC has delegated registration responsibility to NFA. All futures professionals required to ...
COMMODITY FUTURES TRADING COMMISSION RULE 1.55(K)
WebCDS Clearing Rules and is a party to the CDS Admission Agreement but has not elected to become a CCM). 7 A Select Member is a CCM or an FCM Clearing Member that does not provide CDS Client Clearing Services to Clients other than Affiliated Firms and has been admitted by LCH SA as a Select Member. WebJul 17, 2011 · An FCM may be registered to perform any of these brokerage functions: (a) it may be a “clearing broker” that is a member of a DCO which accepts swap trades on behalf of customers and elevates them to the DCO for clearing, in which capacity it acts, as the customer’s agent, as party to the trade with the DCO; (b) it may be a “carrying ... rope wax around impression tray
CFTC Advisory on DCM, FCM and DCO Obligations - The National Law Review
WebPhillip Capital Inc. (“PhillipCapital”) is a Futures Commission Merchant and Broker Dealer that is part of the PhillipCapital Group, based in Singapore since 1975. Formed in 2010 … WebQuickly filter our extensive broker directory for market specialization, country, language and products. Find the best futures and options broker for your unique needs. You can now favorite your broker choices for easier reference while browsing our directory. Just tap the star to save them for later. View: WebFCM Ranking. US / Non-US. This table shows monthly data for each firm that reports data on customer segregated funds to the CFTC. The table excludes FCMs that have zero total funds, and does not consolidate affiliated FCMs. The Seg , Part 30 and Swap Funds columns represent the Total funds or Required funds based on the "Select Fund Type" filter. ropeway services in public transportation